Regulatory Compliance & Defence

Regulatory Compliance & Defence

Professionals and members of regulated industries require lawyers with in-depth knowledge of the statutes, regulations and rules that govern them. Professionals require lawyers that have experience dealing with the demands of regulators and who understand the complexity of legal issues that arise in professional fields and regulated industries. Our lawyers specialize in representing professionals and assisting them in complying with these obligations.

Many regulatory bodies have broad investigatory powers and can take steps to force you to co-operate with and participate in an investigation, including an investigation into your conduct. Our lawyers have considerable expertise assisting clients navigate and comply with the often complicated requests made by regulators, including, challenging summonses to witness, subpoenas and other requests for documents and information made by regulators.

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